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Michael Valentine Narvaez

TD Securities (usa) LLC

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About Michael Valentine Narvaez

Michael Valentine Narvaez is a financial professional with over 16 years of experience in the financial services industry. Michael has a Series 7, Series 55, Series 63, Series 99TO and SIE licenses. Michael is currently registered with TD Securities (usa) LLC. Previously, Michael was registered with Santander Investment Securities Inc., J.P. Morgan Securities LLC and TD Securities (USA) Inc. Michael has held positions in New York, NY.

Firm Information

Michael Narvaez is currently registered with TD Securities (usa) LLC. TD Securities (USA) LLC is a Limited Liability Company formed in November 2004. The firm is registered in all 50 states, as well as the District of Columbia and Puerto Rico. It is also registered with the Securities and Exchange Commission.

Not reported

Assets Under Management

Not reported

Total Clients

174

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Michael Narvaez’s Registration & Firm History

NY

04/04/2022 - Present

TD Securities (usa) LLC (NEW YORK NY)

NY

10/15/2018 - 04/11/2022

SANTANDER INVESTMENT SECURITIES INC. (NEW YORK NY)

NY

10/01/2008 - 03/12/2013

J.P. MORGAN SECURITIES LLC (NEW YORK NY)

NY

10/08/2004 - 10/01/2008

J.P. MORGAN SECURITIES INC. (NEW YORK NY)

NY

04/12/2000 - 09/09/2003

TD SECURITIES (USA) INC. (NEW YORK NY)

NY

04/10/2000 - 04/10/2000

AUBREY G. LANSTON & CO., INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 11/14/2018

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 10/16/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/15/2018

Series 7 - General Securities Representative Examination

BC

Issued 12/03/2007

Series 55 - Limited Representative-Equity Trader Exam

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Michael Valentine Narvaez.
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