Unclaimed
Michael Valentine Narvaez is a financial professional with over 16 years of experience in the financial services industry. Michael has a Series 7, Series 55, Series 63, Series 99TO and SIE licenses. Michael is currently registered with TD Securities (usa) LLC. Previously, Michael was registered with Santander Investment Securities Inc., J.P. Morgan Securities LLC and TD Securities (USA) Inc. Michael has held positions in New York, NY.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
04/04/2022 - Present
TD Securities (usa) LLC (NEW YORK NY)
NY
10/15/2018 - 04/11/2022
SANTANDER INVESTMENT SECURITIES INC. (NEW YORK NY)
NY
10/01/2008 - 03/12/2013
J.P. MORGAN SECURITIES LLC (NEW YORK NY)
NY
10/08/2004 - 10/01/2008
J.P. MORGAN SECURITIES INC. (NEW YORK NY)
NY
04/12/2000 - 09/09/2003
TD SECURITIES (USA) INC. (NEW YORK NY)
NY
04/10/2000 - 04/10/2000
AUBREY G. LANSTON & CO., INC. (NEW YORK NY)
BC
Issued 11/14/2018
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/16/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/15/2018
Series 7 - General Securities Representative Examination
BC
Issued 12/03/2007
Series 55 - Limited Representative-Equity Trader Exam
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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