Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Spelman is a financial advisor with LPL Financial LLC. Michael has been in the industry since 2014 and has a Series 6, 7, 63, and 65 licenses. Michael has a strong background in financial planning and is committed to helping clients reach their financial goals. Michael has held previous positions with CUNA Brokerage Services, Inc., Merrill Lynch, Pierce, Fenner & Smith Incorporated, and NYLIFE Securities LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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NY
05/18/2022 - Present
LPL Financial LLC (ROCKY POINT NY)
NY
09/06/2019 - 05/18/2022
CUNA BROKERAGE SERVICES, INC. (NESCONSET NY)
MD
04/06/2016 - 07/18/2018
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (FREDERICK MD)
MD
11/14/2014 - 03/11/2016
LPL FINANCIAL LLC (ROCKVILLE MD)
MD
03/21/2014 - 11/10/2014
NYLIFE SECURITIES LLC (BETHESDA MD)
IA
Issued 01/26/2015
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/26/2014
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/18/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/22/2014
Series 7 - General Securities Representative Examination
BC
Issued 03/21/2014
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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