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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael V. Saraceno is a financial advisor with Merrill Lynch, Pierce, Fenner & Smith Inc. with over 15 years of experience. Michael has worked at various firms including Mercer Capital LTD., Ironhorse Securities Inc., Wall Street Access, Spear, Leeds & Kellogg, and Quick & Reilly, Inc. Michael has a strong understanding of financial markets and a dedication to providing his clients with personalized advice. He holds FINRA Series 4, 7, and 66 licenses and is registered to provide investment advice in New York and New Jersey.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NY
06/23/2011 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (NEW YORK NY)
NY
06/10/2005 - 10/26/2005
MERCER CAPITAL LTD. (NEW YORK NY)
NY
10/06/2000 - 12/04/2000
IRONHORSE SECURITIES INC. (NEW YORK NY)
NY
03/25/1999 - 09/18/2000
WALL STREET ACCESS (NEW YORK NY)
NY
03/16/2000 - 06/09/2000
SPEAR, LEEDS & KELLOGG (NEW YORK NY)
NY
07/20/1998 - 02/26/1999
QUICK & REILLY, INC. (NEW YORK NY)
BOTH
Issued 06/21/2011
Series 66 - Uniform Combined State Law Examination
BC
Issued 09/30/1999
Series 4 - Registered Options Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/17/2010
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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