Unclaimed
Michael Hillman is a financial advisor with over 20 years of experience in the industry. Michael is currently registered with Goldman Sachs & Co. LLC and previously held positions at Morgan Stanley Distribution, Inc., Strong Investments, Inc. and Safeco Securities, Inc.. Michael is a Series 7, Series 6, Series 63, and Series 65 licensed advisor. Michael is an experienced financial advisor offering services such as portfolio management for individuals and businesses, financial planning and educational seminars.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
Execution charges, custody, management fee
1
2
WA
01/21/2020 - Present
Goldman Sachs & Co. LLC (SEATTLE WA)
PA
01/11/2008 - 09/04/2009
MORGAN STANLEY DISTRIBUTION, INC. (WEST CONSHOHOCKEN PA)
WI
02/03/2000 - 10/26/2001
STRONG INVESTMENTS, INC. (MENOMONEE FALLS WI)
WA
11/29/1996 - 02/02/2000
SAFECO SECURITIES, INC. (BELLEVUE WA)
WA
01/20/1995 - 10/19/1995
SAFECO SECURITIES, INC. (BELLEVUE WA)
BC
Issued 01/28/2020
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 04/04/2000
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/21/2020
Series 7TO - General Securities Representative Examination
BC
Issued 12/23/2019
SIE - Securities Industry Essentials Examination
BC
Issued 06/23/1999
Series 7 - General Securities Representative Examination
BC
Issued 01/19/1995
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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