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Michael Tyler Dockendorf

Riversource Distributors, Inc.

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About Michael Tyler Dockendorf

Michael Tyler Dockendorf is a financial professional who is registered with Riversource Distributors, Inc. in Minneapolis, Minnesota. Michael has been in the financial industry since February 3, 2022. Michael holds the Series 63, Series 6TO and SIE securities licenses. Michael is registered in 11 states: Arizona, California, Delaware, District of Columbia, Florida, Maryland, Minnesota, New York, North Carolina, Texas, and Virginia.

Firm Information

Michael Dockendorf is currently registered with Riversource Distributors, Inc.. Riversource Distributors, Inc. is a corporation formed on December 9, 2005, and is registered to operate in all 50 states, as well as Puerto Rico and the District of Columbia. The firm has been approved by the SEC and has been subject to two regulatory events and one arbitration claim.

Not reported

Assets Under Management

Not reported

Total Clients

144

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Michael Dockendorf’s Registration & Firm History

MN

02/04/2022 - Present

Riversource Distributors, Inc. (Minneapolis MN)

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Licenses & Designations

BC

Issued 03/10/2022

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 02/04/2022

Series 6TO - Investment Company Products/Variable Contracts Representative Examination

BC

Issued 12/05/2020

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Michael Tyler Dockendorf.
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