Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Turrin is a financial professional with over 9 years of experience in the securities industry. Michael is currently registered with Wells Fargo Securities, LLC and has previously held positions at Deutsche Bank Securities Inc., Jefferies LLC, UBS Securities LLC and Needham & Company, LLC. Michael is licensed to provide investment advice in all 50 states and the District of Columbia. Michael is well-versed in a variety of investment products and services, including investment company products, variable contracts, direct participation programs, and private securities offerings.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CA
10/03/2019 - Present
Wells Fargo Securities, LLC (SAN FRANCISCO CA)
CA
08/20/2018 - 10/01/2019
DEUTSCHE BANK SECURITIES INC. (SAN FRANCISCO CA)
CA
04/24/2017 - 08/20/2018
JEFFERIES LLC (SAN FRANCISCO CA)
CA
03/03/2015 - 04/04/2017
UBS SECURITIES LLC (SAN FRANCISCO CA)
CA
02/19/2014 - 02/23/2015
NEEDHAM & COMPANY, LLC (SAN FRANCISCO CA)
BC
Issued 03/18/2014
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 01/02/2023
Series 82TO - Limited Representative-Private Securities Offerings
BC
Issued 01/02/2023
Series 22TO - Direct Participation Programs Representative Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/08/2014
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 02/18/2014
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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