Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Toon is a financial professional with over 20 years of experience in the industry. Michael is currently registered with First Public, LLC and is licensed in Texas. Michael has experience working with clients in the areas of municipal securities, equity trading, and investment company products. Michael has held various positions in the past, including roles at Lasalle St Securities, L.L.C., NFP Securities, Inc., 1st Global Capital Corp., and Wells Fargo.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
TX
09/15/2005 - Present
First Public, LLC (AUSTIN TX)
IL
04/19/2005 - 08/31/2005
LASALLE ST SECURITIES, L.L.C. (ELMHURST IL)
TX
02/28/2005 - 04/20/2005
NFP SECURITIES, INC. (AUSTIN TX)
TX
11/26/2003 - 01/11/2005
1ST GLOBAL CAPITAL CORP. (DALLAS TX)
TX
10/17/2001 - 08/22/2003
NFP SECURITIES, INC. (AUSTIN TX)
CA
12/13/2000 - 10/12/2001
WELLS FARGO INVESTMENTS, LLC (SAN FRANCISCO CA)
CA
11/30/1999 - 05/02/2001
WELLS FARGO SECURITIES INC. (SAN FRANCISCO CA)
MN
12/21/1999 - 12/13/2000
WELLS FARGO BROKERAGE SERVICES, L.L.C. (MINNEAPOLIS MN)
TX
07/14/1999 - 09/02/1999
A I M DISTRIBUTORS, INC. (HOUSTON TX)
BOTH
Issued 02/04/2005
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/14/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/29/2017
Series 51 - Municipal Fund Securities Principal Examination
BC
Issued 05/10/2016
Series 24 - General Securities Principal Examination
BC
Issued 02/26/2024
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/22/2002
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 12/20/1999
Series 7 - General Securities Representative Examination
BC
Issued 07/13/1999
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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