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Michael Trent Miller

Merrill Lynch, Pierce, Fenner & Smith Inc.

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About Michael Trent Miller

Michael Trent Miller is a financial advisor based in Frisco, TX. Michael has over 30 years of experience in the financial services industry, and is currently registered with Merrill Lynch, Pierce, Fenner & Smith Inc. Michael has held previous positions at Oppenheimer & Co. Inc., Stanford Group Company, Deutsche Bank Securities Inc., DB Alex. Brown LLC, Alex. Brown & Sons Incorporated, Smith Barney Inc., Lehman Brothers Inc., PaineWebber Incorporated, and Edward D. Jones & Co., L.P. Michael is a licensed investment advisor in the state of Texas, and also holds Series 3, 7, 31, and 63 licenses, as well as the Securities Industry Essentials Exam. Michael specializes in providing investment advisory services to individuals, businesses, and institutions.

Firm Information

Michael Miller is currently registered with Merrill Lynch, Pierce, Fenner & Smith Inc.. Merrill Lynch, Pierce, Fenner & Smith Inc., established in 1958, is a corporation headquartered in NEW YORK, NY. They offer a wide range of financial services, including portfolio management for individuals and businesses, pension consulting, and educational seminars. They are registered with the SEC and in all 50 states, with over 26,000 investment advisor representatives and registered representatives. Their services target high-net-worth individuals, corporations, pension and profit sharing plans, charitable organizations, and insurance companies. They manage assets exceeding $1 trillion, demonstrating their extensive experience in the financial industry.
Merrill Lynch, Pierce, Fenner & Smith Inc.

ONE BRYANT PARK

NEW YORK, NY 10036

$1.27T

Assets Under Management

16,965

Total Clients

25,158

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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performance measurement reports, allocation modeling, ips, research reports and services, see schedule d

Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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commissions

Earned based on transactions or products sold.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Michael Miller’s Registration & Firm History

TX

06/24/2016 - Present

Merrill Lynch, Pierce, Fenner & Smith Inc. (FRISCO TX)

TX

03/16/2009 - 06/02/2016

OPPENHEIMER & CO. INC. (DALLAS TX)

TX

03/31/2006 - 03/16/2009

STANFORD GROUP COMPANY (DALLAS TX)

NY

01/13/2001 - 04/12/2006

DEUTSCHE BANK SECURITIES INC. (NEW YORK NY)

MD

09/01/1997 - 01/13/2001

DB ALEX. BROWN LLC (BALTIMORE MD)

NA

05/28/1996 - 09/01/1997

ALEX. BROWN & SONS INCORPORATED

NY

07/31/1993 - 06/17/1996

SMITH BARNEY INC. (NEW YORK NY)

NY

09/24/1992 - 07/31/1993

LEHMAN BROTHERS INC. (NEW YORK NY)

NJ

10/25/1990 - 10/01/1992

PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)

MO

02/24/1988 - 11/05/1990

EDWARD D. JONES & CO., L.P. (ST. LOUIS MO)

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Licenses & Designations

IA

Issued 09/09/1998

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 03/26/1988

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/28/2006

Series 31 - Futures Managed Funds Examination

BC

Issued 03/04/1991

Series 3 - National Commodity Futures Examination

BC

Issued 02/20/1988

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There is public disclosure for Michael Trent Miller. Review regulatory record here.
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