Unclaimed
Michael Nichols is a financial advisor with LPL Financial LLC. Michael has been working in the financial services industry since 1994. Michael is registered to provide investment advice in Alabama, Idaho, Louisiana, Mississippi, and Texas. Michael is also registered with FINRA and the SEC. Michael offers a range of financial services, including financial planning, portfolio management, and insurance.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
LA
11/18/2021 - Present
LPL Financial LLC (BATON ROUGE LA)
LA
04/27/2012 - 11/22/2021
GENEOS WEALTH MANAGEMENT, INC. (BATON ROUGE LA)
LA
06/10/2004 - 05/08/2012
LPL FINANCIAL LLC (BATON ROUGE LA)
KS
09/06/2000 - 06/24/2004
VSR FINANCIAL SERVICES, INC. (OVERLAND PARK KS)
GA
05/25/1994 - 09/19/2000
IFG NETWORK SECURITIES, INC. (ATLANTA GA)
BC
Issued 06/14/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/24/1994
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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