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Michael Toofik Simon

UMB Financial Services, Inc.

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About Michael Toofik Simon

Michael Simon is a financial advisor at UMB Financial Services, Inc. Michael has been in the financial industry since 2011 and has experience in a number of areas, including investment management, financial planning, and portfolio management. Michael has a Series 6, Series 7, and Series 66 license. Michael is registered to provide investment advice in the following states: Arizona, California, Colorado, Florida, Minnesota, New Mexico, and Texas. Michael has also held previous roles at Ameriprise Financial Services, LLC, Comerica Securities, and Wells Fargo Clearing Services, LLC.

Firm Information

Michael Simon is currently registered with UMB Financial Services, Inc.. UMB Financial Services, Inc. is a corporation that provides investment advisory services to individuals and businesses. The firm has been in operation since 1985 and is headquartered in Kansas City, Missouri. UMB Financial Services, Inc. offers a range of services, including financial planning, portfolio management, and wrap fee programs. The firm is registered with the SEC and is also registered in 52 states.
UMB Financial Services, Inc.

928 GRAND BLVD

KANSAS CITY, MO 64106

$730,778

Assets Under Management

1,301

Total Clients

121

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Michael Simon’s Registration & Firm History

AZ

04/11/2024 - Present

UMB Financial Services, Inc. (Phoenix AZ)

AZ

11/03/2023 - 01/24/2024

AMERIPRISE FINANCIAL SERVICES, LLC (Phoenix AZ)

AZ

01/31/2023 - 11/03/2023

COMERICA SECURITIES (PHOENIX AZ)

AZ

09/23/2011 - 01/13/2023

WELLS FARGO CLEARING SERVICES, LLC (SCOTTSDALE AZ)

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Licenses & Designations

BOTH

Issued 09/11/2015

Series 66 - Uniform Combined State Law Examination

BC

Issued 10/13/2011

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 04/19/2012

Series 7 - General Securities Representative Examination

BC

Issued 09/22/2011

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Michael Toofik Simon.
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