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Michael Todd Vickman

JCC Capital Markets, LLC

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About Michael Todd Vickman

Michael Todd Vickman is a financial professional with over 10 years of experience in the securities industry. Michael currently works as a registered representative at JCC Capital Markets, LLC, based in Laguna Niguel, CA. Michael is a licensed Series 6, 7, 63, and 6TO and has previously held registrations with several other firms, including ALTACCESS SECURITIES COMPANY, L.P. and EMERSON EQUITY LLC. Michael has a strong understanding of investment products and services.

Firm Information

Michael Vickman is currently registered with JCC Capital Markets, LLC. JCC Capital Markets, LLC is a Limited Liability Company formed in May 2007. The firm is registered in all 50 states and the District of Columbia, as well as with the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

23

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Michael Vickman’s Registration & Firm History

CA

03/28/2024 - Present

JCC Capital Markets, LLC (LAGUNA NIGUEL CA)

TX

09/16/2022 - 11/03/2023

ALTACCESS SECURITIES COMPANY, L.P. (DALLAS TX)

TX

12/04/2018 - 09/20/2022

EMERSON EQUITY LLC (Dallas TX)

MN

03/20/2014 - 11/19/2018

LOCORR DISTRIBUTORS, LLC (EXCELSIOR MN)

MN

09/12/2011 - 11/08/2013

INDEPENDENCE REALTY SECURITIES, LLC. (MINNEAPOLIS MN)

MN

07/17/2008 - 08/28/2008

ALLIANZ LIFE FINANCIAL SERVICES, LLC (GOLDEN VALLEY MN)

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Licenses & Designations

BC

Issued 09/19/2011

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 6TO - Investment Company Products/Variable Contracts Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/09/2011

Series 7 - General Securities Representative Examination

BC

Issued 07/16/2008

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Michael Todd Vickman.
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