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Michael Todd Thompson

Hilltop Securities Inc.

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About Michael Todd Thompson

Michael Thompson is a registered representative with Hilltop Securities Inc., and has been in the industry since April 27, 2007. Michael is licensed to conduct business in 53 states and is a Series 7, Series 63, and SIE licensed representative. Michael holds the General Securities Representative, Uniform Securities Agent State Law, and Securities Industry Essentials licenses. Prior to joining Hilltop Securities Inc., Michael worked with First Southwest Company and First Southwest Company, LLC. Michael specializes in a variety of financial products and services.

Firm Information

Michael Thompson is currently registered with Hilltop Securities Inc.. Hilltop Securities Inc. is a corporation formed in 1991 and headquartered in Dallas, Texas. They are a registered investment advisor with over $1 billion in assets under management, serving a diverse client base including individuals, corporations, and charitable organizations. The firm provides a range of services including financial planning, portfolio management, educational seminars, and publication of periodicals. Their website and LinkedIn profile provide further information about their services and team.
Hilltop Securities Inc.

717 N. HARWOOD STREET

DALLAS, TX 75201

$1.87B

Assets Under Management

9

Total Clients

402

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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other

12b-1 fees

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Michael Thompson’s Registration & Firm History

TX

01/22/2016 - Present

Hilltop Securities Inc. (Houston TX)

TX

03/05/2010 - 01/22/2016

FIRST SOUTHWEST COMPANY, LLC (HOUSTON TX)

TX

10/17/1997 - 08/23/2000

FIRST SOUTHWEST COMPANY (DALLAS TX)

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Licenses & Designations

BC

Issued 06/12/2011

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 03/03/2010

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Michael Todd Thompson.
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