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Michael Todd Shockley

Voya Financial Advisors, Inc.

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About Michael Todd Shockley

Michael Todd Shockley is a financial advisor at Voya Financial Advisors, Inc. Michael has been in the financial industry since October 18, 2007 and has a Series 63, SIE, and Series 6 license. Michael has a focus on providing financial planning, educational seminars, selection of other advisors, and portfolio management for businesses and individuals. Michael currently works out of the New Castle, Delaware office and is registered in Delaware, Maryland, New Jersey, and Pennsylvania. Michael's prior experience was with PNC Investments.

Firm Information

Michael Shockley is currently registered with Voya Financial Advisors, Inc.. Voya Financial Advisors, Inc. is a corporation formed in 1968 and headquartered in Windsor, Connecticut. They offer financial planning, portfolio management for individuals and businesses, and educational seminars. With over 500 licensed investment advisor representatives and registered representatives, they manage approximately $3 billion in assets for a diverse clientele, including high-net-worth individuals, corporations, and charitable organizations. They are registered with the SEC and in all 50 states, as well as Puerto Rico and the Virgin Islands.
Voya Financial Advisors, Inc.

ONE ORANGE WAY

WINDSOR, CT 06095

$3.05B

Assets Under Management

264

Total Clients

684

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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commissions

Earned based on transactions or products sold.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Michael Shockley’s Registration & Firm History

DE

09/06/2019 - Present

Voya Financial Advisors, Inc. (NEW CASTLE DE)

DE

12/15/2006 - 11/01/2018

PNC INVESTMENTS (DOVER DE)

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Licenses & Designations

BC

Issued 01/18/2007

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/14/2006

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Michael Todd Shockley.
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