Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Todd Pugsley is a financial advisor with Foundations Investment Advisors LLC. Michael has been in the financial services industry since 1995 and has held various positions with several firms. Michael is a Certified Financial Planner and holds a Series 6, 7, 24, 63 and 65 licenses. Michael focuses on providing financial planning and portfolio management services to individuals, high-net-worth individuals, and corporations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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AZ
01/29/2020 - Present
Foundations Investment Advisors LLC (PHOENIX AZ)
CA
01/10/2019 - 01/28/2020
W&S BROKERAGE SERVICES, INC. (San Diego CA)
IL
09/11/2014 - 10/11/2017
HORACE MANN INVESTORS, INC. (SPRINGFIELD IL)
CA
03/03/2014 - 05/30/2014
TRANSAMERICA FINANCIAL ADVISORS, INC (SAN DIEGO CA)
CA
09/26/2001 - 03/07/2012
FARMERS FINANCIAL SOLUTIONS, LLC (SAN DIEGO CA)
FL
09/01/1999 - 06/05/2001
RAYMOND JAMES FINANCIAL SERVICES, INC. (ST. PETERSBURG FL)
SC
07/01/1998 - 10/08/1999
LINSCO/PRIVATE LEDGER CORP. (FORT MILL SC)
WA
02/14/1998 - 07/06/1998
METROPOLITAN INVESTMENT SECURITIES, INC. (SPOKANE WA)
CA
08/19/1996 - 02/05/1998
WELLS FARGO SECURITIES INC. (SAN FRANCISCO CA)
NA
11/28/1995 - 08/19/1996
FIRST INTERSTATE INVESTMENTS,INC.
IA
06/20/1995 - 12/06/1995
FBL MARKETING SERVICES, INC. (WEST DES MOINES IA)
IA
Issued 03/09/2019
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/03/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/22/1998
Series 24 - General Securities Principal Examination
BC
Issued 10/11/2017
SIE - Securities Industry Essentials Examination
BC
Issued 01/25/1996
Series 7 - General Securities Representative Examination
BC
Issued 06/03/1995
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
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