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Michael Todd Mogonye

Great Point Capital LLC

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About Michael Todd Mogonye

Michael Mogonye is a registered representative with Great Point Capital LLC. Michael is a highly experienced financial professional with a wide range of experience in the securities industry. Michael has been in the industry since 2013 and has held various positions at several firms, including Zone Trading Partners, LLC, Cornerstone Securities Corporation, Block Trading Inc. and Texas Capital Securities, Inc. Michael holds a Series 4, Series 7, Series 24, Series 55, and Series 63 license. Michael is currently registered in Texas.

Firm Information

Michael Mogonye is currently registered with Great Point Capital LLC. Great Point Capital LLC is a Limited Liability Company that was formed on August 17, 2000. The firm is registered to do business in all 50 states, as well as the District of Columbia. They have one SEC registration and have been the subject of 11 regulatory events.

Not reported

Assets Under Management

Not reported

Total Clients

83

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Michael Mogonye’s Registration & Firm History

TX

02/07/2019 - Present

Great Point Capital LLC (AUSTIN TX)

TX

11/13/2002 - 05/08/2003

ZONE TRADING PARTNERS, LLC (AUSTIN TX)

TX

12/16/1998 - 10/08/1999

CORNERSTONE SECURITIES CORPORATION (AUSTIN TX)

TX

09/26/1994 - 10/07/1998

BLOCK TRADING INC. (HOUSTON TX)

TX

06/28/1994 - 10/28/1994

TEXAS CAPITAL SECURITIES, INC. (HOUSTON TX)

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Licenses & Designations

BC

Issued 09/18/2017

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 05/21/1998

Series 4 - Registered Options Principal Examination

BC

Issued 02/28/1996

Series 24 - General Securities Principal Examination

BC

Issued 02/07/2019

Series 57TO - Securities Trader Exam

BC

Issued 02/04/2019

SIE - Securities Industry Essentials Examination

BC

Issued 11/12/2002

Series 7 - General Securities Representative Examination

BC

Issued 11/01/2002

Series 55 - Limited Representative-Equity Trader Exam

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

I

Investors' Exchange LLC

Disclosures

There is public disclosure for Michael Todd Mogonye. Review regulatory record here.
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