Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Lind is a registered investment advisor with Charles Schwab & Co., Inc. in Lone Tree, Colorado. Michael is also registered with the state of Colorado as an Investment Advisor Representative. Michael's career in the securities industry began in 1993. Michael has passed the Series 7, 9, 10, 24, 63 and 66 exams. Michael is currently registered with the Financial Industry Regulatory Authority (FINRA) and the state of Colorado as an Investment Advisor Representative. Michael's current and past employers include LEWIS, DE ROZARIO & CO. INCORPORATED and Charles Schwab & Co., Inc..
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Wrap fee program sponsor and financial planning advisor referral program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Asset based fees for wrap pgrms & subsc pricing for fin planning
1
2
CO
07/09/2013 - Present
Charles Schwab & CO., Inc. (Lone Tree CO)
NA
06/28/1993 - 12/05/1995
LEWIS, DE ROZARIO & CO. INCORPORATED
BOTH
Issued 07/09/2013
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/17/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 09/17/1996
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 12/13/1994
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/26/1993
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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