Unclaimed
Michael Rakowiecki is a financial advisor with over 35 years of experience in the industry. Michael is registered with Wells Fargo Clearing Services, LLC. Prior to his current role, Michael was associated with firms like First Clearing, LLC, Wells Fargo Advisors, LLC and A. G. Edwards & Sons, Inc. Michael has been a registered representative in Missouri since April 2016. Michael holds several industry licenses including Series 7, Series 55, Series 57TO and the SIE Exam. He is a financial advisor who can help you with a variety of investment needs.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MO
04/11/2016 - Present
Wells Fargo Clearing Services, LLC (ST. LOUIS MO)
MO
05/01/2009 - 11/22/2016
FIRST CLEARING, LLC (ST. LOUIS MO)
MO
01/01/2008 - 04/24/2012
WELLS FARGO ADVISORS, LLC (ST. LOUIS MO)
MO
11/21/1986 - 01/03/2008
A. G. EDWARDS & SONS, INC. (ST. LOUIS MO)
BC
Issued 12/16/1986
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/06/1999
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 11/15/1986
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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