Unclaimed
Michael Timothy O'Hea is a financial professional with over 25 years of experience in the industry. Michael Timothy O'Hea is a registered representative of Citigroup Global Markets Inc. and is currently located at the branch office in Long Island City, New York. Prior to joining Citigroup Global Markets Inc. Michael Timothy O'Hea was a registered representative of Tullett & Tokyo Securities, Inc., EXCO USA INTERNATIONAL INC., EXCO USA SECURITIES INC., EXCO RMJ INTERNATIONAL INC., Garban LLC, GARBAN CORPORATES GP, GARBAN INTERNATIONAL LIMITED, PRUCO SECURITIES CORPORATION, and The Prudential Insurance Company of America. Michael Timothy O'Hea is licensed to provide financial advice in a number of states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
NY
10/28/2009 - Present
Citigroup Global Markets Inc. (Long Island NY)
NY
11/10/1998 - 10/04/1999
TULLETT & TOKYO SECURITIES, INC. (NEW YORK NY)
NY
07/13/1998 - 09/25/1998
EXCO USA INTERNATIONAL INC. (NEW YORK NY)
NY
02/12/1997 - 09/25/1998
EXCO USA SECURITIES INC. (NEW YORK NY)
NA
02/06/1997 - 07/13/1998
EXCO RMJ INTERNATIONAL INC.
NY
03/26/1992 - 01/28/1997
GARBAN LLC (NEW YORK NY)
NY
02/06/1996 - 01/22/1997
GARBAN CORPORATES GP (NEW YORK NY)
NY
05/13/1993 - 02/28/1996
GARBAN INTERNATIONAL LIMITED (NEW YORK NY)
NJ
01/01/1990 - 08/24/1990
PRUCO SECURITIES CORPORATION (NEWARK NJ)
NJ
01/01/1990 - 08/24/1990
THE PRUDENTIAL INSURANCE COMPANY OF AMERICA (NEWARK NJ)
NY
03/25/1982 - 07/18/1989
THOMSON MCKINNON SECURITIES INC. (NEW YORK NY)
BC
Issued 12/08/2014
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/02/2016
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 02/29/2016
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 06/24/1999
Series 24 - General Securities Principal Examination
BC
Issued 05/26/1993
Series 4 - Registered Options Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/27/2009
Series 7 - General Securities Representative Examination
BC
Issued 06/20/1983
Series 3 - National Commodity Futures Examination
BC
Issued 03/14/1983
Series 5 - Interest Rate Options Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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