Unclaimed
Michael Mammini is a financial advisor with Commonwealth Financial Network, a registered investment advisor firm. Michael has been working in the financial industry since December 1987 and has been registered with the Financial Industry Regulatory Authority (FINRA) since March 1998. Michael holds the Series 6, 7, and 63 licenses and is a Certified Financial Planner. In addition to Commonwealth Financial Network, Michael has also worked for Lincoln Investment, Capital Analysts, Incorporated, Sun Investment Services Company, Equico Securities, Inc., The Equitable Life Assurance Society of the United States, and Pruco Securities Corporation.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
10/25/2023 - Present
Commonwealth Financial Network (San Diego CA)
CA
06/01/2012 - 10/25/2023
LINCOLN INVESTMENT (SAN DIEGO CA)
CA
08/12/1997 - 06/01/2012
CAPITAL ANALYSTS, INCORPORATED (SAN DIEGO CA)
MA
02/14/1991 - 08/15/1997
SUN INVESTMENT SERVICES COMPANY (WELLESLEY HILLS MA)
NY
03/15/1989 - 01/15/1991
EQUICO SECURITIES, INC. (NEW YORK NY)
NY
03/15/1989 - 01/15/1991
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES (NEW YORK NY)
NJ
10/22/1987 - 02/11/1989
PRUCO SECURITIES CORPORATION (NEWARK NJ)
BC
Issued 02/06/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/26/1998
Series 7 - General Securities Representative Examination
BC
Issued 10/21/1987
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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