Unclaimed
Michael Byrne is a financial advisor with Northwestern Mutual Investment Services, LLC, with over 28 years of experience in the industry. Michael Byrne is also registered with the Financial Industry Regulatory Authority (FINRA) and is licensed in 51 states. Michael Byrne has a Series 7, 6, 9, 10, 63, and 66 license. Michael Byrne is based in San Francisco, CA.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
1
2
CA
12/12/1994 - Present
Northwestern Mutual Investment Services, LLC (SAN FRANCISCO CA)
WI
02/11/1998 - 01/01/2002
ROBERT W. BAIRD & CO. INCORPORATED (MILWAUKEE WI)
BOTH
Issued 01/23/2006
Series 66 - Uniform Combined State Law Examination
BC
Issued 04/06/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/11/2005
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 12/31/2004
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/24/2004
Series 7 - General Securities Representative Examination
BC
Issued 12/09/1994
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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