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Michael Timothy Brophy

Foreside Fund Services, LLC

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About Michael Timothy Brophy

Michael Timothy Brophy is a financial professional with over 15 years of experience in the industry. Michael is currently registered with Foreside Fund Services, LLC in Conshohocken, Pennsylvania. Michael has held previous positions at several firms, including SEI Investments Distribution Co. and Persimmon Securities, Inc. Michael is a licensed Series 7, Series 24, Series 27, and Series 63.

Firm Information

Michael Brophy is currently registered with Foreside Fund Services, LLC. Foreside Fund Services, LLC is a Limited Liability Company formed in 1998. It is registered to conduct business in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands. It has also been approved for SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

625

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Michael Brophy’s Registration & Firm History

PA

07/06/2020 - Present

Foreside Fund Services, LLC (Conshohocken PA)

PA

05/13/2016 - 10/11/2019

FORESIDE FUND SERVICES, LLC (Radnor PA)

PA

09/19/2006 - 02/06/2008

SEI INVESTMENTS DISTRIBUTION CO. (OAKS PA)

PA

03/24/2004 - 11/17/2004

PERSIMMON SECURITIES, INC. (KING OF PRUSSIA PA)

ME

08/18/2003 - 11/17/2004

PFPC DISTRIBUTORS, INC. (PORTLAND ME)

NC

02/12/2003 - 07/03/2003

BACAP DISTRIBUTORS, LLC (CHARLOTTE NC)

MA

06/02/1998 - 07/19/2002

PBHG FUND DISTRIBUTORS (BOSTON MA)

PA

01/16/1998 - 06/05/1998

SEI INVESTMENTS DISTRIBUTION CO. (OAKS PA)

OH

02/02/1996 - 08/09/1996

CAPITAL ANALYSTS, INCORPORATED (CINCINNATI OH)

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Licenses & Designations

BC

Issued 09/27/2016

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 08/30/2016

Series 24 - General Securities Principal Examination

BC

Issued 02/17/1998

Series 27 - Financial and Operations Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 05/12/2016

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Michael Timothy Brophy.
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