Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Timothy Brodnik is a registered representative with Wells Fargo Clearing Services, LLC. Michael has over 14 years of experience in the financial services industry. Michael is a Series 7, Series 3, Series 31, and Series 66 licensed representative. Michael also has a Series SIE designation. Michael's previous experience includes roles at First Republic Securities Company, LLC, Merrill Lynch, Pierce, Fenner & Smith Incorporated, Barclays Capital Inc., and Sanford C. Bernstein & Co., LLC. Michael is registered to provide investment advice in Colorado, Florida, Georgia, Maine, Maryland, North Carolina, Pennsylvania, and Virginia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MD
06/23/2023 - Present
Wells Fargo Clearing Services, LLC (BETHESDA MD)
DC
10/14/2022 - 06/28/2023
FIRST REPUBLIC SECURITIES COMPANY, LLC (Washington DC)
DC
06/11/2015 - 10/18/2022
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (WASHINGTON DC)
DC
09/09/2013 - 07/10/2015
BARCLAYS CAPITAL INC. (WASHINGTON DC)
DC
06/04/2009 - 09/20/2013
SANFORD C. BERNSTEIN & CO., LLC (WASHINGTON DC)
BOTH
Issued 06/06/2009
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/30/2014
Series 3 - National Commodity Futures Examination
BC
Issued 05/31/2009
Series 31 - Futures Managed Funds Examination
BC
Issued 05/28/2009
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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