Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Threlfall is a financial advisor who has been in the industry since 2010. Michael is currently registered with National Financial Services LLC. Michael has experience working with various financial institutions, including Merrill Lynch, Pierce, Fenner & Smith Incorporated and Barclays Capital Inc. Michael is a holder of Series 66, Series 4, Series 99TO, SIE and Series 7 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NJ
02/19/2014 - Present
National Financial Services LLC (JERSEY CITY NJ)
NY
09/10/2009 - 03/19/2013
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NY
09/05/2007 - 03/28/2008
BARCLAYS CAPITAL INC. (NEW YORK NY)
BOTH
Issued 09/12/2012
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/25/2011
Series 4 - Registered Options Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/04/2007
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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