Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Williams is a financial advisor at Ameriprise Financial Services, LLC and has over 40 years of experience in the industry. Michael is registered in 14 states, including Alabama, Florida, and Georgia. Michael has passed the Series 3, 7, 10, 24, 27, 63, 66, and SIE exams. Michael is a licensed agent for Raymond James Financial Services, Inc. and also an arbitrator for FINRA. Michael provides financial planning, pension consulting, educational seminars and portfolio management services to both individuals and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
FL
06/22/2020 - Present
Ameriprise Financial Services, LLC (VERO BEACH FL)
FL
06/13/2019 - 06/22/2020
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (VERO BEACH FL)
FL
04/11/2003 - 07/09/2019
RAYMOND JAMES FINANCIAL SERVICES, INC. (VERO BEACH FL)
FL
01/18/2001 - 04/23/2003
SUMMIT BROKERAGE SERVICES, INC. (BOCA RATON FL)
NY
04/17/2000 - 01/12/2001
RAFFERTY CAPITAL MARKETS, LLC (GARDEN CITY NY)
TN
10/27/1992 - 02/23/2000
SECURITIES SERVICE NETWORK, INC. (KNOXVILLE TN)
NY
02/12/1990 - 10/27/1992
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
NY
02/15/1988 - 02/22/1990
SHEARSON LEHMAN HUTTON INC. (NEW YORK NY)
NA
06/02/1986 - 02/15/1988
E. F. HUTTON & COMPANY INC
NA
04/02/1984 - 06/12/1986
INVESTMENT MANAGEMENT & RESEARCH, INC
NA
12/21/1983 - 05/14/1984
CITIZENS FINANCIAL SECURITIES CORPORATION
BOTH
Issued 12/04/2001
Series 66 - Uniform Combined State Law Examination
BC
Issued 06/16/1986
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 11/06/1996
Series 27 - Financial and Operations Principal Examination
BC
Issued 05/05/1993
Series 24 - General Securities Principal Examination
BC
Issued 05/19/1992
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/14/1988
Series 3 - National Commodity Futures Examination
BC
Issued 12/17/1983
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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