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Michael Thomas Wassong

Tradition Securities AND Derivatives LLC

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About Michael Thomas Wassong

Michael Wassong is a securities professional with over 18 years of experience in the financial services industry. Michael is currently registered with Tradition Securities And Derivatives LLC. Michael's experience includes working with LPS Capital LLC, Whitaker Securities LLC, BGC Financial, L.P., Barclays Capital Inc. and NIA Securities, L.L.C. Michael holds FINRA Series 6, 7, 63 and SIE licenses.

Firm Information

Michael Wassong is currently registered with Tradition Securities AND Derivatives LLC. Tradition Securities AND Derivatives LLC is a Limited Liability Company formed on March 30, 1989. The firm is registered with the SEC and in 44 states.

Not reported

Assets Under Management

Not reported

Total Clients

73

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Michael Wassong’s Registration & Firm History

NY

03/22/2021 - Present

Tradition Securities AND Derivatives LLC (New York NY)

FL

04/08/2016 - 03/01/2021

LPS CAPITAL LLC (Palm Beach Gardens FL)

NY

02/29/2016 - 04/08/2016

WHITAKER SECURITIES LLC (NEW YORK NY)

NY

09/09/2010 - 02/11/2016

BGC FINANCIAL, L.P. (NEW YORK NY)

NY

06/02/2005 - 04/22/2010

BARCLAYS CAPITAL INC. (NEW YORK NY)

NY

01/22/2001 - 01/15/2002

NIA SECURITIES, L.L.C. (NEW YORK NY)

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Licenses & Designations

BC

Issued 02/20/2007

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 6TO - Investment Company Products/Variable Contracts Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 06/01/2005

Series 7 - General Securities Representative Examination

BC

Issued 01/19/2001

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq GEMX, LLC

N

Nasdaq ISE, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Michael Thomas Wassong.
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