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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Thomas Wallace has been in the financial services industry since 1984. Michael Wallace currently works at LPL Financial LLC, a firm that manages more than $50 billion in assets. Michael Thomas Wallace is registered as a Registered Representative with FINRA and is also an Investment Advisor Representative. He is licensed in Connecticut, Delaware, Florida, New Jersey, New York, and Pennsylvania. Michael Wallace holds the Series 7, Series 63, and SIE licenses and is a CERTIFIED FINANCIAL PLANNER™ and CHARTERED FINANCIAL CONSULTANT. Michael Wallace's firm offers investment advisory services including financial planning, portfolio management for businesses, and portfolio management for individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NJ
05/28/2004 - Present
LPL Financial LLC (GREEN VILLAGE NJ)
CT
05/24/1984 - 06/02/2004
WS GRIFFITH SECURITIES, INC. (HARTFORD CT)
BC
Issued 04/17/1985
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/19/1984
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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