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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Van Kleeck has been a registered investment advisor since 1997. Michael is currently registered with Seia and Signature Investment Advisors, LLC in California. Michael has a wide range of experience in the financial services industry, having worked for several firms over the years including Royal Alliance Associates, Inc., Signator Investors, Inc., AXA Advisors, LLC, WM Financial Services, Inc., Waddell & Reed, Inc., Prudential Securities Incorporated, PaineWebber Incorporated, and Washington Square Securities, Inc.. Michael is a highly qualified advisor, holding several securities licenses including Series 7, 63, 52TO, 65, 24, 10, 9, and 53. Michael specializes in providing financial planning, portfolio management, and educational seminars. Michael also has experience in working with charitable organizations, pension and profit-sharing plans, corporations or other businesses, high-net-worth individuals, and individuals other than high-net-worth.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
CA
02/23/2010 - Present
Seia (LOS ANGELES CA)
CA
11/02/2018 - 10/13/2022
ROYAL ALLIANCE ASSOCIATES, INC. (LOS ANGELES CA)
CA
03/05/2008 - 11/02/2018
SIGNATOR INVESTORS, INC. (LOS ANGELES CA)
CA
10/20/2004 - 11/09/2007
AXA ADVISORS, LLC (LOS ANGELES CA)
CA
12/10/2002 - 05/06/2003
WM FINANCIAL SERVICES, INC. (IRVINE CA)
KS
03/04/2002 - 10/04/2002
WADDELL & REED, INC. (OVERLAND PARK KS)
NY
08/29/2000 - 01/03/2002
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NJ
05/15/1998 - 09/12/2000
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
AZ
04/25/1996 - 05/14/1998
ROYAL ALLIANCE ASSOCIATES, INC. (SCOTTSDALE AZ)
CT
05/02/1995 - 04/25/1996
WASHINGTON SQUARE SECURITIES, INC. (WINDSOR CT)
IA
Issued 07/10/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/22/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/25/2004
Series 53 - Municipal Securities Principal Examination
BC
Issued 10/20/2004
Series 24 - General Securities Principal Examination
BC
Issued 05/22/2001
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 05/22/2001
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/06/2001
Series 3 - National Commodity Futures Examination
BC
Issued 03/01/1995
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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