Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Thomas Upton is a financial advisor with over 28 years of experience in the financial services industry. Michael is currently registered with Ameriprise Financial Services, LLC. Michael provides financial advice to individuals, families, and businesses. Michael is a licensed investment advisor and holds a series 65 license. Michael is committed to providing clients with personalized financial planning services that meet their individual needs. Before joining Ameriprise, Michael was a financial advisor with LPL Financial LLC, and Edward Jones.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
LA
02/21/2019 - Present
Ameriprise Financial Services, LLC (Alexandria LA)
LA
01/06/2003 - 03/05/2019
LPL FINANCIAL LLC (ALEXANDRIA LA)
MO
12/21/1994 - 01/07/2003
EDWARD JONES (ST. LOUIS MO)
MO
09/26/1994 - 12/21/1994
A. G. EDWARDS & SONS, INC. (ST. LOUIS MO)
IA
Issued 06/08/2016
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/07/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/03/2004
Series 30 - NFA Branch Manager Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/02/2004
Series 31 - Futures Managed Funds Examination
BC
Issued 09/23/1994
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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