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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Tran is a financial advisor with Fidelity Personal and Workplace Advisors in Palo Alto, California. Michael has been in the industry since August 2013, working previously with Charles Schwab & Co., Inc., Fidelity Brokerage Services LLC, and Morgan Stanley. Michael is licensed to advise in multiple states and holds Series 66, Series 7, Series 9, Series 10, and SIE licenses. Michael specializes in providing financial planning, portfolio management for individuals and businesses, and selection of other advisers. Michael’s primary focus is working with high-net-worth individuals, individuals other than high-net-worth, and pension and profit-sharing plans.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
CA
07/11/2022 - Present
Fidelity Personal AND Workplace Advisors (PALO ALTO CA)
CA
05/03/2016 - 04/29/2019
CHARLES SCHWAB & CO., INC. (San Francisco CA)
CA
03/26/2014 - 04/04/2016
FIDELITY BROKERAGE SERVICES LLC (BERKELEY CA)
CA
05/23/2013 - 03/10/2014
MORGAN STANLEY (WALNUT CREEK CA)
BOTH
Issued 07/25/2013
Series 66 - Uniform Combined State Law Examination
BC
Issued 04/21/2018
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 11/10/2017
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/22/2013
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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