Invested Better
Unclaimed

Unclaimed

Unclaimed

Michael Thomas Torrisi

Morgan Stanley & Co. LLC

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Michael? Claim Your Profile

About Michael Thomas Torrisi

Michael Torrisi is a financial advisor with Morgan Stanley & Co. LLC. Michael has been in the financial services industry since 1996 and has a broad range of experience. Michael is registered with the Financial Industry Regulatory Authority (FINRA) and holds the Series 7, Series 6, Series 24, Series 63, Series 99TO, and SIE licenses. Michael is also registered with the Securities Division of the Massachusetts Securities Division and other state regulatory agencies. Michael is committed to providing clients with personalized financial advice and helping them reach their financial goals.

Firm Information

Michael Torrisi is currently registered with Morgan Stanley & Co. LLC. Morgan Stanley & Co. LLC is a Limited Liability Company formed on December 3, 1969. It is registered in 53 states and has one approved SEC registration. The firm has been involved in 471 Regulatory Events, 5 Civil Events, and 54 Arbitrations.

Not reported

Assets Under Management

Not reported

Total Clients

462

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

Find Your Ideal Financial Advisor

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Michael Torrisi’s Registration & Firm History

MA

06/17/2010 - Present

Morgan Stanley & Co. LLC (Boston MA)

MA

12/05/2003 - 04/15/2010

UBS SECURITIES LLC (BOSTON MA)

CT

03/01/2002 - 12/05/2003

ABN AMRO INCORPORATED (STAMFORD CT)

NY

08/27/2001 - 03/01/2002

ABN AMRO SECURITIES LLC (NEW YORK NY)

RI

09/16/1997 - 08/16/2001

FIDELITY INVESTMENTS INSTITUTIONAL SERVICES COMPANY, INC. (SMITHFIELD RI)

RI

09/20/1996 - 09/16/1997

FIDELITY BROKERAGE SERVICES, INC. (SMITHFIELD RI)

Not sure if Michael Thomas Torrisi is right for you?

Licenses & Designations

BC

Issued 10/16/1996

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 09/24/2007

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 06/18/1997

Series 7 - General Securities Representative Examination

BC

Issued 09/19/1996

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

B

BOX Exchange LLC

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe C2 Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

L

Long-Term Stock Exchange, Inc.

M

MEMX LLC

M

MIAX Emerald, LLC

M

MIAX PEARL, LLC

M

MIAX Sapphire

M

Miami International Securities Exchange, LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

NYSE National, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq GEMX, LLC

N

Nasdaq ISE, LLC

N

Nasdaq MRX, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Michael Thomas Torrisi.
Not sure if Michael Thomas Torrisi is right for you?