Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Thomas Swimelar is a financial advisor with Great Point Capital LLC. Michael has been in the financial industry since 2011. Michael holds the Series 7, 63, 55, 57TO and SIE licenses. Michael is registered in Texas. Michael was previously registered with Avatar Securities, LLC and Chimera Securities, LLC. Michael has experience in the financial services industry and is dedicated to providing personalized financial advice to clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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TX
01/24/2023 - Present
Great Point Capital LLC (AUSTIN TX)
NY
04/30/2019 - 01/25/2023
AVATAR SECURITIES, LLC (NEW YORK NY)
NY
03/10/2014 - 09/29/2017
CHIMERA SECURITIES, LLC (NEW YORK NY)
TX
04/11/2012 - 11/07/2012
GREAT POINT CAPITAL LLC (AUSTIN TX)
TX
09/02/2010 - 12/20/2011
GREAT POINT CAPITAL LLC (AUSTIN TX)
TX
06/06/2008 - 07/26/2010
ASSENT LLC (AUSTIN TX)
BC
Issued 02/03/2023
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 09/29/2017
SIE - Securities Industry Essentials Examination
BC
Issued 07/23/2008
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 06/05/2008
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
I
Investors' Exchange LLC
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