Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Thomas Swartz is a financial advisor at La Crosse Financial Planning Inc. Michael has been in the industry since 2018 and has experience in providing financial planning, portfolio management, and educational seminars. Michael is registered to offer investment advice in Minnesota and Wisconsin. Michael is also a licensed insurance agent. Michael holds the Series 6, Series 7, Series 63 and Series 65 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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WI
04/27/2021 - Present
LA Crosse Financial Planning Inc. (LA CROSSE WI)
WI
03/27/2020 - 05/03/2021
VOYA FINANCIAL ADVISORS, INC. (LaCrosse WI)
WI
06/07/2018 - 03/30/2020
MML INVESTORS SERVICES, LLC (LaCrosse WI)
IA
Issued 07/30/2018
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/16/2018
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/04/2019
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/07/2018
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
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