Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Steffa is a financial professional with over 14 years of experience in the financial services industry. Michael is currently registered with Mufg Securities Americas Inc. in the state of New York. Michael has previously worked with NATWEST MARKETS SECURITIES INC., COMMERZ MARKETS LLC, and BNP PARIBAS SECURITIES CORP. Michael holds a Series 7 and Series 63 license as well as the Securities Industry Essentials (SIE) Exam.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
08/23/2021 - Present
Mufg Securities Americas Inc. (NEW YORK NY)
CT
11/18/2015 - 09/25/2019
NATWEST MARKETS SECURITIES INC. (STAMFORD CT)
NY
05/21/2010 - 10/27/2015
COMMERZ MARKETS LLC (NEW YORK NY)
NY
09/07/2005 - 03/06/2008
BNP PARIBAS SECURITIES CORP. (NEW YORK NY)
BC
Issued 08/26/2010
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/20/2010
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
Not sure Michael Steffa is the right advisor for you? Invested Better is here to help.
