Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Thomas Smith is a financial advisor with over 27 years of experience in the industry. Michael has a broad range of experience, including working at Financial West Group, Waterstone Financial Group, Inc. and Investment Designers, Inc. Michael is currently registered with CPS Financial & Insurance Services, Inc. and Capital Synergy Partners. Michael holds the Series 6, Series 63 and SIE licenses and is registered in California, Illinois and Wisconsin.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CA
01/05/2021 - Present
CPS Financial & Insurance Services, Inc. (IRVINE CA)
NV
08/24/2009 - 12/31/2010
FINANCIAL WEST GROUP (RENO NV)
WI
01/02/2004 - 08/25/2009
WATERSTONE FINANCIAL GROUP, INC. (BROOKFIELD WI)
WI
07/14/1994 - 12/31/2003
INVESTMENT DESIGNERS, INC. (BROOKFIELD WI)
BC
Issued 07/08/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/07/1994
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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