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Michael Thomas Sausley

Valic Financial Advisors, Inc.

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About Michael Thomas Sausley

Michael Sausley is a financial advisor who has been in the industry since 2004. Michael is currently registered with Valic Financial Advisors, Inc. and has been with them since 2015. Michael has been registered in 26 states and is a Certified Financial Planner. Michael has been a licensed agent in the state of Texas since 2015 and is also a registered investment advisor in the state of Texas.

Firm Information

Michael Sausley is currently registered with Valic Financial Advisors, Inc.. Valic Financial Advisors, Inc. is a corporation formed in November 1996, headquartered in Houston, Texas. The firm offers financial planning, portfolio management for individuals, and selection of other advisers, among other services. They also have a wrap fee program and manage assets for both high-net-worth individuals and individuals other than high-net-worth. The firm is registered with the SEC and has a total of 52 state registrations. As of the most recent reporting period, the firm reported approximately $25.25 billion in regulatory assets under management.
Valic Financial Advisors, Inc.

2929 ALLEN PKWY; L7-20

HOUSTON, TX 77019

$25.25B

Assets Under Management

12

Total Clients

1,266

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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recommend wrap accounts to clients

Recommend wrap accounts to clients

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Michael Sausley’s Registration & Firm History

TX

08/22/2016 - Present

Valic Financial Advisors, Inc. (HOUSTON TX)

TX

06/26/2015 - 09/21/2015

SAGEPOINT FINANCIAL, INC. (Houston TX)

TX

10/27/2006 - 05/07/2009

CITIGROUP GLOBAL MARKETS INC. (THE WOODLANDS TX)

TX

07/01/2003 - 10/31/2006

WACHOVIA SECURITIES, LLC (HOUSTON TX)

NY

04/07/1998 - 07/01/2003

PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)

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Licenses & Designations

BC

Issued 05/18/2015

Series 63 - Uniform Securities Agent State Law Examination

IA

Issued 05/01/1998

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 06/10/2015

Series 7 - General Securities Representative Examination

BC

Issued 05/11/2015

Series 6 - Investment Company Products/Variable Contracts Representative Examination

BC

Issued 06/19/1999

Series 31 - Futures Managed Funds Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Michael Thomas Sausley. Review regulatory record here.
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