Unclaimed
Michael Prior is an investment advisor representative who has been in the financial industry since 1996. Michael is currently registered with PFG Advisors in Peoria, Arizona. Prior to joining PFG Advisors, Michael worked with Securities America, Inc. in Phoenix, Arizona and LPL Financial LLC in Peoria, Arizona. Michael has a broad range of experience in the financial industry and has specialized in providing financial planning, pension consulting, selection of other advisors, portfolio management for individuals, and portfolio management for businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
AZ
03/16/2015 - Present
PFG Advisors (PEORIA AZ)
AZ
10/10/2017 - 06/14/2024
SECURITIES AMERICA, INC. (PHOENIX AZ)
AZ
01/20/2009 - 10/11/2017
LPL FINANCIAL LLC (PEORIA AZ)
AZ
04/15/2005 - 01/21/2009
CUE FINANCIAL GROUP, INC. (PHOENIX AZ)
CA
05/07/2002 - 01/20/2005
FINANCIAL NETWORK INVESTMENT CORPORATION (EL SEGUNDO CA)
NY
11/07/2001 - 04/23/2002
AXA ADVISORS, LLC (NEW YORK NY)
CA
11/10/1995 - 12/03/2001
FINANCIAL NETWORK INVESTMENT CORPORATION (EL SEGUNDO CA)
MN
08/31/1995 - 09/25/1995
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
MN
08/31/1995 - 09/25/1995
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
IA
Issued 01/18/2002
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/01/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/11/2000
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/30/1995
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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