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Michael Thomas Prior

PFG Advisors

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About Michael Thomas Prior

Michael Prior is an investment advisor representative who has been in the financial industry since 1996. Michael is currently registered with PFG Advisors in Peoria, Arizona. Prior to joining PFG Advisors, Michael worked with Securities America, Inc. in Phoenix, Arizona and LPL Financial LLC in Peoria, Arizona. Michael has a broad range of experience in the financial industry and has specialized in providing financial planning, pension consulting, selection of other advisors, portfolio management for individuals, and portfolio management for businesses.

Firm Information

Michael Prior is currently registered with PFG Advisors. PFG Advisors is an investment advisory firm located in PHOENIX, AZ, with over 100 licensed agents and advisors. They have approximately $2.8 billion in regulatory assets under management. PFG Advisors specializes in providing financial planning, pension consulting, and portfolio management services to individuals, high-net-worth individuals, corporations, charitable organizations, and pension plans. They also offer selection of other advisors.
PFG Advisors

3200 N. CENTRAL AVE

PHOENIX, AZ 85012

$2.83B

Assets Under Management

10

Total Clients

111

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Michael Prior’s Registration & Firm History

AZ

03/16/2015 - Present

PFG Advisors (PEORIA AZ)

AZ

10/10/2017 - 06/14/2024

SECURITIES AMERICA, INC. (PHOENIX AZ)

AZ

01/20/2009 - 10/11/2017

LPL FINANCIAL LLC (PEORIA AZ)

AZ

04/15/2005 - 01/21/2009

CUE FINANCIAL GROUP, INC. (PHOENIX AZ)

CA

05/07/2002 - 01/20/2005

FINANCIAL NETWORK INVESTMENT CORPORATION (EL SEGUNDO CA)

NY

11/07/2001 - 04/23/2002

AXA ADVISORS, LLC (NEW YORK NY)

CA

11/10/1995 - 12/03/2001

FINANCIAL NETWORK INVESTMENT CORPORATION (EL SEGUNDO CA)

MN

08/31/1995 - 09/25/1995

AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)

MN

08/31/1995 - 09/25/1995

IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)

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Licenses & Designations

IA

Issued 01/18/2002

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 09/01/1995

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 08/11/2000

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/30/1995

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Michael Thomas Prior.
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