Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Peasley is a registered investment advisor with MML Investors Services, LLC. Michael has been in the securities industry since 2007. He is a licensed representative in Rhode Island and Massachusetts and has passed several industry exams, including the Series 6, 7, 24, 52, 53, and 63 exams. Michael has worked for several financial services firms over his career. MML Investors Services, LLC is an SEC-registered investment advisor and provides a wide range of financial services to individuals, businesses, and institutions. MML Investors Services, LLC offers a variety of services, including financial planning, portfolio management, and insurance.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation programs
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Solicitors fees
1
2
RI
07/19/2022 - Present
MML Investors Services, LLC (Smithfield RI)
RI
07/29/2009 - 07/12/2022
CITIZENS SECURITIES, INC. (JOHNSTON RI)
MA
02/15/2007 - 07/10/2009
COLUMBIA MANAGEMENT DISTRIBUTORS, INC. (BOSTON MA)
IA
Issued 07/16/2014
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/06/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/14/2022
Series 4 - Registered Options Principal Examination
BC
Issued 06/28/2012
Series 53 - Municipal Securities Principal Examination
BC
Issued 01/19/2010
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/04/2009
Series 7 - General Securities Representative Examination
BC
Issued 02/13/2007
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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