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Michael Thomas Oserow

Charles Schwab & CO., Inc.

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About Michael Thomas Oserow

Michael Oserow is an investment advisor representative with Charles Schwab & Co., Inc. Michael has been in the financial industry since 2011. Michael is registered with both FINRA and state securities regulators. Michael has passed the Series 7 and Series 66 exams. Michael is also a Certified Financial Planner. Michael has experience with both Charles Schwab & Co., Inc. and Raymond James Financial Services, Inc. Michael has provided investment advice to clients in a variety of states. Michael is also a registered investment advisor representative with Charles Schwab Bank SSB.

Firm Information

Michael Oserow is currently registered with Charles Schwab & CO., Inc.. Charles Schwab & CO., Inc. is a Corporation formed in April 1971, headquartered in San Francisco, California. The firm offers a range of advisory services including financial planning, selection of other advisors, and wrap fee programs. They have a broad client base including individuals, corporations, and other institutions. The firm manages over $50 billion in assets and operates in all 50 states and territories.
Charles Schwab & CO., Inc.

211 MAIN STREET

SAN FRANCISCO, CA 94105

Not reported

Assets Under Management

919,128

Total Clients

10,627

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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wrap fee program sponsor and financial planning advisor referral program

Wrap fee program sponsor and financial planning advisor referral program

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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other

Asset based fees for wrap pgrms & subsc pricing for fin planning

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Michael Oserow’s Registration & Firm History

HI

03/23/2021 - Present

Charles Schwab & CO., Inc. (Honolulu HI)

CO

11/01/2012 - 11/08/2013

RAYMOND JAMES FINANCIAL SERVICES, INC. (GREENWOOD VILLAGE CO)

CO

02/18/2011 - 11/02/2012

FIRST COMMAND FINANCIAL PLANNING, INC. (AURORA CO)

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Licenses & Designations

BOTH

Issued 03/21/2011

Series 66 - Uniform Combined State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 02/16/2011

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Michael Thomas Oserow.
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