Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Thomas O'Brien is an investment advisor representative with Fisher Investments. Michael has been in the industry since 2005 and has a wide range of experience. Michael holds a Series 63, 65 and 66 license and is registered in Florida and Texas. Michael also has prior experience with CION SECURITIES, LLC, NEUBERGER BERMAN BD LLC, PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC, AXA DISTRIBUTORS, LLC, A. G. EDWARDS & SONS, INC., and MORGAN STANLEY DW INC. Michael specializes in portfolio management for businesses, individuals, investment companies and pooled investment vehicles.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Portfolio assessment
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
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TX
01/30/2024 - Present
Fisher Investments (PLANO TX)
NY
08/17/2018 - 01/10/2024
CION SECURITIES, LLC (NEW YORK NY)
NY
05/06/2014 - 07/05/2018
NEUBERGER BERMAN BD LLC (NEW YORK NY)
NJ
04/01/2011 - 05/14/2014
PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC (NEWARK NJ)
NY
12/05/2007 - 02/01/2011
AXA DISTRIBUTORS, LLC (NEW YORK NY)
NJ
01/10/2006 - 10/31/2006
A. G. EDWARDS & SONS, INC. (FAIRFIELD NJ)
NJ
11/15/2005 - 12/20/2005
MORGAN STANLEY DW INC. (FAIRFIELD NJ)
IA
Issued 01/29/2024
Series 65 - Uniform Investment Adviser Law Examination
BOTH
Issued 08/13/2014
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/07/2008
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/14/2005
Series 7 - General Securities Representative Examination
Active
Inactive
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