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Michael Thomas Murphy

BGC Financial, LP

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About Michael Thomas Murphy

Michael Thomas Murphy is a registered representative with BGC Financial, LP. Michael has been in the securities industry since June 2, 1997. Michael holds licenses for Series 7, Series 55, Series 57TO, and SIE. Michael is registered in 10 states. Michael was previously registered with Ladenburg, Thalmann & Co., Inc., M. H. Meyerson & Co., Inc., Commonwealth Associates, Sharpe Capital, Inc., WM. V. Frankel & Co., Incorporated and Leader Equities, Inc.

Firm Information

Michael Murphy is currently registered with BGC Financial, LP. BGC Financial, LP is a Partnership that was formed on April 2, 2008. They are registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands. They have been involved in 36 Regulatory Events.

Not reported

Assets Under Management

Not reported

Total Clients

132

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Michael Murphy’s Registration & Firm History

NJ

08/01/2006 - Present

BGC Financial, LP (SHREWSBURY NJ)

NY

09/09/2004 - 09/19/2005

LEADER EQUITIES, INC. (NEW YORK NY)

NJ

11/09/2004 - 02/25/2005

WM. V. FRANKEL & CO., INCORPORATED (JERSEY CITY NJ)

NY

11/07/2000 - 08/19/2002

LADENBURG, THALMANN & CO., INC. (NEW YORK NY)

NY

07/16/1997 - 11/02/2000

SHARPE CAPITAL, INC. (NEW YORK NY)

NJ

10/03/1995 - 05/29/1997

M. H. MEYERSON & CO., INC. (JERSEY CITY NJ)

NY

05/13/1994 - 10/12/1995

COMMONWEALTH ASSOCIATES (NEW YORK NY)

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Licenses & Designations

BC

Issued 09/21/1994

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 57TO - Securities Trader Exam

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 03/30/2000

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 05/12/1994

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

C

Cboe BZX Exchange, Inc.

F

FINRA

N

NYSE Arca, Inc.

N

Nasdaq GEMX, LLC

N

Nasdaq ISE, LLC

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Michael Thomas Murphy.
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