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Michael Thomas Montrose

Tradeweb Direct LLC

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About Michael Thomas Montrose

Michael Thomas Montrose has been active in the financial services industry since 1992. Michael is currently registered with Tradeweb Direct LLC and Tradeweb LLC. Michael previously worked for Dealerweb Inc., Creditex Securities Corporation, Tullett Liberty Securities LLC, Tullett & Tokyo Liberty Securities Inc., Cantor Fitzgerald Securities and Tullett & Tokyo Securities, Inc.. Michael is licensed to conduct business in the state of New York.

Firm Information

Michael Montrose is currently registered with Tradeweb Direct LLC. Tradeweb Direct LLC, a Limited Liability Company, was formed on November 3, 1999 and is approved in all 50 U.S. states, Puerto Rico, and the District of Columbia. The firm has one SEC registration and 52 state registrations.

Not reported

Assets Under Management

Not reported

Total Clients

41

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Michael Montrose’s Registration & Firm History

NY

12/02/2015 - Present

Tradeweb Direct LLC (NEW YORK NY)

NJ

06/05/2013 - 01/05/2015

DEALERWEB INC. (JERSEY CITY NJ)

NY

05/04/2007 - 08/14/2012

CREDITEX SECURITIES CORPORATION (NEW YORK NY)

NY

08/13/2001 - 04/13/2007

TULLETT LIBERTY SECURITIES LLC (NEW YORK NY)

NY

02/26/1997 - 06/15/2001

TULLETT & TOKYO LIBERTY SECURITIES INC. (NEW YORK NY)

NY

08/09/1995 - 04/02/1997

CANTOR FITZGERALD SECURITIES (NEW YORK NY)

NY

09/15/1993 - 05/09/1995

TULLETT & TOKYO SECURITIES, INC. (NEW YORK NY)

NY

10/19/1990 - 07/12/1993

CANTOR FITZGERALD SECURITIES (NEW YORK NY)

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Licenses & Designations

BC

Issued 10/24/1990

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 02/23/1995

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Michael Thomas Montrose.
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