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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Mills is a financial advisor with LPL Financial LLC, a firm with over $50 billion in assets under management. Michael has been working in the financial services industry since 1995 and has extensive experience in providing financial planning and investment management services to individuals and businesses. Michael holds several professional licenses and certifications, including Series 7, Series 6, Series 24, and Series 63. Michael's clients appreciate his commitment to providing personalized financial advice tailored to their specific needs and goals. He is a member of the San Diego County Credit Union Investment Services team and works closely with clients to develop customized investment strategies. He is also passionate about financial education and provides seminars and workshops to educate the community on a variety of financial topics.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
CA
10/17/2012 - Present
LPL Financial LLC (VISTA CA)
CA
12/04/2009 - 09/05/2012
U.S. BANCORP INVESTMENTS, INC. (LAKE FOREST CA)
CA
05/02/2009 - 12/02/2009
CHASE INVESTMENT SERVICES CORP. (ESCONDIDO CA)
CA
12/10/2008 - 05/02/2009
WAMU INVESTMENTS, INC. (ESCONDIDO CA)
KS
06/09/2006 - 04/16/2008
SECURITY DISTRIBUTORS, INC. (TOPEKA KS)
CT
07/08/2004 - 04/10/2006
AMERICAN SKANDIA MARKETING, INC. (SHELTON CT)
MA
10/18/2002 - 06/18/2004
MML DISTRIBUTORS, LLC (SPRINGFIELD MA)
MA
01/07/2002 - 01/22/2002
MANULIFE FINANCIAL SECURITIES LLC (BOSTON MA)
CT
05/09/2001 - 01/01/2002
MANULIFE WOOD LOGAN, INC. (STAMFORD CT)
CA
01/31/1997 - 12/15/2000
CAL FED INVESTMENTS (SACRAMENTO CA)
WI
07/05/1995 - 01/31/1997
INVEST FINANCIAL CORPORATION (APPLETON WI)
CA
06/14/1994 - 06/21/1995
BROOKSTREET SECURITIES CORPORATION (SAN JUAN CAPISTRANO CA)
CA
07/30/1993 - 06/15/1994
LA JOLLA SECURITIES CORPORATION (LA JOLLA CA)
CA
03/24/1993 - 07/15/1993
WEST COAST FINANCIAL & INSURANCE SERVICES, INC. (LAGUNA HILLS CA)
BOTH
Issued 01/09/2012
Series 66 - Uniform Combined State Law Examination
BC
Issued 05/04/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/02/1994
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/29/1993
Series 7 - General Securities Representative Examination
BC
Issued 03/22/1993
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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