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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Thomas Miller is a registered investment advisor with Morgan Stanley in Bellevue, WA. Michael Miller has been in the securities industry since 1999. Michael has passed the Series 6, Series 7 and Series 63 exams, as well as the SIE and Series 65 exams. Michael Miller has been registered with Morgan Stanley since October 2019, and prior to that, was registered with INVESCO DISTRIBUTORS, INC. in Houston, TX. Michael Miller is registered in 31 states and has held previous registrations with Hartford Funds Distributors, LLC, Hartford Life Distributors, LLC, NYLIFE DISTRIBUTORS LLC, VICTORY CAPITAL ADVISERS, INC., McDonald Investments Inc., and BISYS FUND SERVICES LIMITED PARTNERSHIP.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
WA
10/28/2019 - Present
Morgan Stanley (Bellevue WA)
TX
06/25/2014 - 05/31/2019
INVESCO DISTRIBUTORS, INC. (HOUSTON TX)
PA
12/03/2012 - 06/18/2014
HARTFORD FUNDS DISTRIBUTORS, LLC (WAYNE PA)
CT
12/06/2011 - 12/03/2012
HARTFORD LIFE DISTRIBUTORS, LLC (HARTFORD CT)
NJ
06/29/2004 - 12/05/2011
NYLIFE DISTRIBUTORS LLC (JERSEY CITY NJ)
OH
01/02/2004 - 06/25/2004
VICTORY CAPITAL ADVISERS, INC. (BROOKLYN OH)
OH
01/15/2003 - 12/31/2003
MCDONALD INVESTMENTS INC. (CLEVELAND OH)
ME
01/09/2003 - 01/16/2003
BISYS FUND SERVICES LIMITED PARTNERSHIP (PORTLAND ME)
ME
11/25/1998 - 12/31/2002
BISYS FUND SERVICES LIMITED PARTNERSHIP (PORTLAND ME)
IA
Issued 09/04/2002
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/12/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/10/1999
Series 7 - General Securities Representative Examination
BC
Issued 11/19/1998
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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