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Michael Thomas Medvigy

Pershing LLC

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About Michael Thomas Medvigy

Michael Medvigy is a registered representative with Pershing LLC. Michael holds the Series 7, Series 27, Series 52TO, Series 99TO, and SIE licenses. Michael has been in the financial industry since 2001. Michael has experience working with clients in New Jersey and New York. Michael’s past experience includes working at Westminster Research Associates LLC, BNY ConvergEx Execution Solutions LLC, Instinet, LLC, and Hennion & Walsh, Inc.

Firm Information

Michael Medvigy is currently registered with Pershing LLC. Pershing LLC is a Limited Liability Company formed in January 2003. The firm is registered in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands. They have one approved SEC registration and 53 approved state registrations.

Not reported

Assets Under Management

Not reported

Total Clients

692

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Michael Medvigy’s Registration & Firm History

NJ

07/20/2007 - Present

Pershing LLC (JERSEY CITY NJ)

NY

06/10/2004 - 09/04/2007

WESTMINSTER RESEARCH ASSOCIATES LLC (NEW YORK NY)

NY

04/02/2007 - 07/23/2007

BNY CONVERGEX EXECUTION SOLUTIONS LLC (NEW YORK NY)

NY

12/21/2001 - 06/15/2004

INSTINET, LLC (NEW YORK NY)

NJ

08/14/2001 - 12/13/2001

HENNION & WALSH, INC. (PARSIPPANY NJ)

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Licenses & Designations

BC

Issued 10/06/2001

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 04/26/2011

Series 27 - Financial and Operations Principal Examination

BC

Issued 07/31/2023

Series 52TO - Municipal Securities Representative Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/13/2001

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

B

BOX Exchange LLC

C

Cboe C2 Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

M

MIAX Emerald, LLC

M

MIAX PEARL, LLC

M

MIAX Sapphire

M

Miami International Securities Exchange, LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

NYSE National, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq GEMX, LLC

N

Nasdaq ISE, LLC

N

Nasdaq MRX, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Michael Thomas Medvigy.
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