Unclaimed
Michael Thomas McNulty is an investment advisor representative at Cambridge Investment Research Advisors, Inc. Michael has been in the financial industry since 1988 and is registered in several states. Michael is a licensed agent and financial advisor with a focus on providing financial advice to individuals, families, and businesses. Michael has a long history of working in the financial services industry and is committed to providing his clients with personalized service and sound financial advice.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Solicitation fees from 3rd party money managers
1
2
VA
08/01/2023 - Present
Cambridge Investment Research Advisors, Inc. (Newport News VA)
VA
11/02/2018 - 08/03/2023
OSAIC WEALTH, INC. (NEWPORT NEWS VA)
VA
05/14/1991 - 11/02/2018
SIGNATOR INVESTORS, INC. (NEWPORT NEWS VA)
MA
05/14/1991 - 05/01/1997
JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY (BOSTON MA)
NY
12/21/1987 - 04/26/1991
EQUICO SECURITIES, INC. (NEW YORK NY)
NY
12/21/1987 - 04/26/1991
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES (NEW YORK NY)
IA
Issued 12/02/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/12/1987
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/18/1987
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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