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Michael Thomas Mara

Cetera Investment Services LLC

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About Michael Thomas Mara

Michael Mara is a financial professional with a background in the securities industry. Michael has passed the Series 6, 7, and 63 exams. Michael is currently registered with Cetera Investment Services LLC. Cetera Investment Services LLC is an investment firm that provides a wide range of financial services to individuals and institutions. Michael has worked with several firms, including Cetera Investment Services LLC and Infinex Investments, Inc.. Michael has been in the financial services industry since 2016.

Firm Information

Michael Mara is currently registered with Cetera Investment Services LLC. Cetera Investment Services LLC is a Limited Liability Company formed on November 30, 2012, and approved to operate in 53 states and the District of Columbia. The firm has 1 approved SEC registration and 53 approved state registrations. Cetera Investment Services LLC has a history of regulatory events (11 reported) and arbitration disclosures (3 reported).

Not reported

Assets Under Management

Not reported

Total Clients

372

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Michael Mara’s Registration & Firm History

NY

09/08/2022 - Present

Cetera Investment Services LLC (HAUPPAUGE NY)

NY

12/01/2017 - 01/05/2021

CETERA INVESTMENT SERVICES LLC (BROOKLYN NY)

NY

11/01/2016 - 12/07/2017

INFINEX INVESTMENTS, INC. (GARDEN CITY NY)

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Licenses & Designations

BC

Issued 02/14/2017

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/14/2017

Series 7 - General Securities Representative Examination

BC

Issued 11/01/2016

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Michael Thomas Mara.
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