Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Lucey is a financial advisor based in Sebastopol, CA. Michael has been in the industry since 1999 and holds the Series 6, 7, 24, 26, and 66 licenses. Michael has experience working with Capital Financial Services, Inc., NI Advisors, Portsmouth Financial Services, Allianz Life Financial Services, LLC, IFMG Securities, Inc., ING America Equities, Inc., CitiCorp Investment Services, Farmers Financial Solutions, LLC, and Allstate Financial Services, LLC. Michael specializes in providing financial planning and portfolio management services for individuals. Michael owns and operates Lucey Wealth Advisors LLC, which is a registered investment advisor.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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CA
12/09/2021 - Present
Lucey Wealth Advisors LLC (SEBASTOPOL CA)
CA
05/21/2015 - 12/27/2016
CAPITAL FINANCIAL SERVICES, INC. (Petaluma CA)
CA
11/09/2010 - 03/12/2015
NI ADVISORS (MILPITAS CA)
CA
06/25/2014 - 10/28/2014
PORTSMOUTH FINANCIAL SERVICES (SANTA ROSA CA)
MN
10/25/2007 - 12/04/2008
ALLIANZ LIFE FINANCIAL SERVICES, LLC (MINNEAPOLIS MN)
CA
05/11/2007 - 09/10/2007
IFMG SECURITIES, INC. (NOVATO CA)
PA
01/11/2006 - 01/17/2007
ING AMERICA EQUITIES, INC. (WEST CHESTER PA)
NY
03/31/2004 - 01/12/2006
CITICORP INVESTMENT SERVICES (LONG ISLAND CITY NY)
CA
08/29/2000 - 05/15/2003
FARMERS FINANCIAL SOLUTIONS, LLC (WESTLAKE VILLAGE CA)
NE
08/31/1999 - 05/10/2000
ALLSTATE FINANCIAL SERVICES, LLC (LINCOLN NE)
BOTH
Issued 11/15/2016
Series 66 - Uniform Combined State Law Examination
BC
Issued 09/01/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/29/2004
Series 24 - General Securities Principal Examination
BC
Issued 09/15/2000
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 12/27/2016
SIE - Securities Industry Essentials Examination
BC
Issued 09/22/2004
Series 7 - General Securities Representative Examination
BC
Issued 08/30/1999
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
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