Unclaimed
Michael Levy is a financial professional with over 2 years of experience in the industry. Michael Levy holds the Series 7TO, Series 63, and SIE licenses. Michael Levy is registered with Tradition Securities And Derivatives LLC. Michael Levy is licensed in 13 states including California, Colorado, Connecticut, Delaware, Florida, Georgia, Illinois, Massachusetts, Minnesota, New Jersey, New York, Pennsylvania, and Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
12/16/2019 - Present
Tradition Securities AND Derivatives LLC (New York NY)
BC
Issued 01/28/2020
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/16/2019
Series 7TO - General Securities Representative Examination
BC
Issued 09/21/2019
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
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