Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Thomas Hope is a financial advisor with over 25 years of experience in the industry. Michael has a diverse background working with a variety of firms including Merrill Lynch, Pierce, Fenner & Smith Incorporated, Wassertein Perella & Co., Inc., SunAmerica Securities, Inc., Pershing Advisor Solutions LLC, and currently LPL Financial LLC. Michael holds Series 7, 63, and 65 licenses as well as the SIE exam. Michael currently works in the Golden, CO branch of LPL Financial LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CO
04/06/2016 - Present
LPL Financial LLC (GOLDEN CO)
CO
05/24/2012 - 09/23/2014
PERSHING ADVISOR SOLUTIONS LLC (GREENWOOD VILLAGE CO)
CA
11/23/1999 - 04/14/2011
LPL FINANCIAL LLC (SAN DIEGO CA)
AZ
03/07/1995 - 11/19/1999
SUNAMERICA SECURITIES, INC. (PHOENIX AZ)
NY
03/27/1995 - 03/27/1995
WASSERSTEIN PERELLA & CO., INC. (NEW YORK NY)
NY
03/19/1993 - 03/07/1995
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
IA
Issued 07/15/1994
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/31/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/10/1993
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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