Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Hofmann is an experienced financial professional with over 19 years in the industry. Michael is currently registered with Oppenheimer & Co. Inc. in New York. Michael holds Series 7, 55, 57TO and SIE licenses and is also a registered representative in New Jersey and New York. Prior to Oppenheimer & Co. Inc., Michael was employed by UBS Securities LLC and CIBC World Markets Corp.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
1
2
NY
10/07/2008 - Present
Oppenheimer & Co. Inc. (NEW YORK NY)
CT
07/22/2004 - 09/26/2007
UBS SECURITIES LLC (STAMFORD CT)
NY
10/02/2003 - 07/01/2004
CIBC WORLD MARKETS CORP. (NEW YORK NY)
BC
Issued 10/15/2003
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/03/2004
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 10/01/2003
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Michael Hofmann is the right advisor for you? Invested Better is here to help.
